Western India Regional Council of
The Institute of Chartered Accountants Of India

Event Details

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Programm Category : WIRC Member Events
Programme on “Expectation of Central Bank from Auditors of the Companies doing NBFI
CPE Credit Hrs :
Venue : ICAI Tower, Bandra-Kurla Complex, Mumbai
Date : 28/04/2017
Time : 10.00 a.m. To 04.00 p.m
Delegate Fees :
Description :
Topics Speakers
Welcome by ICAI
Brief Outline of the Program by Shri Ashok Parikh, DGM, RBI
Synopsis by Ms. Puspamitra Sahu, GM, RBI
“Expectation of Central Bank from  Auditors of NBFCs registered with Reserve Bank” by Reserve Bank of India
1. Relevant provisions of RBI Act
2. Principal Business Criteria
3. Role of Auditors in Regulatory Approvals
4. Auditors’ Certificates
5. Exception Reports
6. Case Studies
Tea Break
Role and Responsibility of Statutory Auditors of NBFCs and Expectation of Regulators from auditors by ICAI
Lunch Break
“Expectation of Central Bank from  Auditors of the Companies conducting /intending to conduct NBFI business but not registered with RBI and other issues” by Reserve Bank of India
Following Aspects will be covered
1. Digital address proof for Registration of the company with ROC.
3. Unauthorized NBFI business conducted by Companies–MCA reconciliation exercise
4. Unauthorized acceptance of deposits by companies.
6. Early Warning Symptoms
7. Unincorporated Bodies
8. Deposit Frauds
9. Case Studies
Tea Break
Panel Discussion - Question and Answers (ICAI and RBI)
Program Evaluation and Vote of thanks

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